Geraty Investments and its affiliates respect your privacy. We also know that you expect us to conduct and process your business in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you.

Where we get the information.

The information we collect about you comes primarily from the subscription agreements and other forms that we ask you to complete and the transactions that you make with us and others. We also may receive information about you from companies affiliated with us or from other companies who provide service to you.

To whom we disclose the information.

We do not sell or disclose any nonpublic personal information about you or any of our former customers to any unaffiliated third parties, except as required or permitted by law. We may, however, disclose information about our current and former investors:

  • to our affiliates so that we may continue to best meet your investing needs
  • to other companies where it is necessary to effect transactions, or where you request or authorize that we do so.

To protect information about you, we restrict access to nonpublic personal information to those employees and authorized service providers who need to know the information in order to provide services to you. Be assured that we maintain physical, electronic and procedural safeguards to maintain the confidentiality of your information.

If you have any questions about how we protect and safeguard your nonpublic personal information, please contact Gwen Gierke, at (952) 229-8066.

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Investment banking services and securities are offered through Northland Securities, Inc., member FINRA & SiPC, 45 South 7th Street, Minneapolis, MN 55402, (612) 851-5900.

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